‘Culture and governance in financial services and its impact on consumer outcomes a priority for the FCA. The extension...
Author Archive for: Chris Davies
We have a new duck in town, HMT have now placed their stake in the MiFID advice definition camp...
RegTech and designing a digital client engagement framework
Business, Opinion, Technology & Social Media 0
According to the ‘Big 4’ consultancies, 2017 is the year of #RegTech. Well, we all know the client journey...
We must be going up in the world: my consultancy was invited into the FCA ivory towers before Christmas...
So the white noise continues with industry commentators all sundry providing their views and penny’s worth on last week’s...
Research and development is a strategy often underestimated with financial and professional services. Indeed, like compliance, it may be...
Following on from Phil Young’s excellent article addressing this issue, it is quite clear from the adviser-planner firms we...
Take good care when employing 3rd party consultants When working with adviser and planner firms or private banks and...
Working with adviser firms on business development issues is always a challenge given the amount of regulatory restraints coming...
