Chris Davies, Author at The Adviser Lounge

The Senior Managers and Certification Regime and your business

‘Culture and governance in financial services and its impact on consumer outcomes a priority for the FCA. The extension of

We have a new duck in town, HMT have now placed their stake in the MiFID advice definition camp and

We must be going up in the world: my consultancy was invited into the FCA ivory towers before Christmas ’15

So the white noise continues with industry commentators all sundry providing their views and penny’s worth on last week’s HMT/FCA

Research and development is a strategy often underestimated with financial and professional services. Indeed, like compliance, it may be viewed

Following on from Phil Young’s excellent article addressing this issue, it is quite clear from the adviser-planner firms we are

Take good care when employing 3rd party consultants When working with adviser and planner firms or private banks and wealth

Working with adviser firms on business development issues is always a challenge given the amount of regulatory restraints coming over

Roll up roll up it’s going to be a free for all… The pension rule changes remind me of ‘Black