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Author: Chris Davies

Business 

The Senior Managers and Certification Regime and your business

September 7, 2017August 6, 2018 Chris Davies290 Views 0 Comments Regulation, SMCR, The FCA min read

‘Culture and governance in financial services and its impact on consumer outcomes a priority for the FCA. The extension of

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Business Opinion 

There’s a new duck in town

March 12, 2017 Chris Davies235 Views 0 Comments advice, FCA, HMT, MiFID min read

We have a new duck in town, HMT have now placed their stake in the MiFID advice definition camp and

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Business Opinion Technology & Social Media 

RegTech and designing a digital client engagement framework

January 18, 2017 Chris Davies243 Views 0 Comments min read

According to the ‘Big 4’ consultancies, 2017 is the year of #RegTech. Well, we all know the client journey is

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Business 

Meet Model Office – MO

September 11, 2016 Chris Davies287 Views 0 Comments min read

We must be going up in the world: my consultancy was invited into the FCA ivory towers before Christmas ’15

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Opinion 

The FAMR – The road to professionalism and a move to the touchy feely stuff

March 20, 2016July 17, 2018 Chris Davies227 Views 0 Comments min read

So the white noise continues with industry commentators all sundry providing their views and penny’s worth on last week’s HMT/FCA

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Business 

Research and development should be front and centre

February 23, 2016 Chris Davies199 Views 0 Comments compliance, Development, Research min read

Research and development is a strategy often underestimated with financial and professional services. Indeed, like compliance, it may be viewed

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Business Opinion 

Regulatory Fees and strategic planning

July 12, 2015 Chris Davies202 Views 0 Comments min read

Following on from Phil Young’s excellent article addressing this issue, it is quite clear from the adviser-planner firms we are

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Opinion 

Take good care when employing 3rd party consultants

April 20, 2015July 17, 2018 Chris Davies213 Views 0 Comments min read

Take good care when employing 3rd party consultants When working with adviser and planner firms or private banks and wealth

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Business Opinion 

Get your CIP in order

March 9, 2015 Chris Davies231 Views 0 Comments min read

Working with adviser firms on business development issues is always a challenge given the amount of regulatory restraints coming over

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Business 

Reframing your retirement proposition and showing the value

February 24, 2015 Chris Davies241 Views 0 Comments pensions, retirement planning min read

Roll up roll up it’s going to be a free for all… The pension rule changes remind me of ‘Black

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