The Senior Managers and Certification Regime and your business
‘Culture and governance in financial services and its impact on consumer outcomes a priority for the FCA. The extension of
Read more‘Culture and governance in financial services and its impact on consumer outcomes a priority for the FCA. The extension of
Read moreWe have a new duck in town, HMT have now placed their stake in the MiFID advice definition camp and
Read moreAccording to the ‘Big 4’ consultancies, 2017 is the year of #RegTech. Well, we all know the client journey is
Read moreWe must be going up in the world: my consultancy was invited into the FCA ivory towers before Christmas ’15
Read moreSo the white noise continues with industry commentators all sundry providing their views and penny’s worth on last week’s HMT/FCA
Read moreResearch and development is a strategy often underestimated with financial and professional services. Indeed, like compliance, it may be viewed
Read moreFollowing on from Phil Young’s excellent article addressing this issue, it is quite clear from the adviser-planner firms we are
Read moreTake good care when employing 3rd party consultants When working with adviser and planner firms or private banks and wealth
Read moreWorking with adviser firms on business development issues is always a challenge given the amount of regulatory restraints coming over
Read moreRoll up roll up it’s going to be a free for all… The pension rule changes remind me of ‘Black
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